Northern Trust links with Donnelley to meet SEC requirements
May 9, 2017

Northern Trust has struck an agreement with Donnelley Financial Solutions that will provide fund administration clients with an automated process for the collection, creation, review and filing of disclosure documents.

Northern Trust says it will use Donnelley Financial's ArcFiling solution to generate and submit the new N-PORT and N-CEN forms required under the reporting modernization rules as adopted by the Securities and Exchange Commission.

The rules require US mutual funds and other registered investment funds to disclose more extensive information in these forms while modernizing the format in which data is collected to enhance the SEC's risk analysis capabilities. The data reporting rules, along with new liquidity requirements, will be implemented in 2018 in accordance with the SEC requirements.





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Northern Trust has struck an agreement with Donnelley Financial Solutions that will provide fund administration clients with an automated process for the collection, creation, review and filing of disclosure documents.

Northern Trust says it will use Donnelley Financial's ArcFiling solution to generate and submit the new N-PORT and N-CEN forms required under the reporting modernization rules as adopted by the Securities and Exchange Commission.

The rules require US mutual funds and other registered investment funds to disclose more extensive information in these forms while modernizing the format in which data is collected to enhance the SEC's risk analysis capabilities. The data reporting rules, along with new liquidity requirements, will be implemented in 2018 in accordance with the SEC requirements.



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