Regulatory compliance

EBRD joins KYC Registry

The European Bank for Reconstruction and Development has signed up to use SWIFT's Know Your Customer (KYC) Registry and is encouraging partner banks in countries where it invests to follow suit. Nick Tesseyman, EBRD Managing Director, Financial Institutions, said: "The KYC Registry enables...
How do you put a price on sell-side research?

This is the theme of a new report from Greenwich Associates with less than a year to go before the implementation of MiFID II. Institutional investors and brokers are racing to create ways to determine the true value of sell-side research, it observes. The report - MiFID II Causing a Research...
Northern Trust links with Donnelley to meet SEC requirements

Northern Trust has struck an agreement with Donnelley Financial Solutions that will provide fund administration clients with an automated process for the collection, creation, review and filing of disclosure documents. Northern Trust says it will use Donnelley Financial's ArcFiling solution to...
European Commission proposes simpler derivatives rules

The European Commission is proposing targeted reforms to improve the functioning of the derivatives market in the European Union. The reforms provide simpler and more proportionate rules for over-the-counter derivatives to reduce costs and regulatory burdens for market participants without...

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