Alpha FMC teams up with Kaizen Reporting
February 6, 2019

Alpha FMC, an asset and wealth management consultancy, has teamed up with Kaizen Reporting, a specialist regulatory reporting firm. The collaboration will comprise a "health check" for specialist wealth managers and smaller asset managers by providing independent transaction reporting assessments. 

It says the new proposition will see Kaizen's proprietary testing technology combine with Alpha's wide-ranging global asset and wealth management expertise to provide independent and expert assurance to wealth and asset managers that their transaction reporting arrangements meet the standards required by MiFID II.

Alpha FMC adds that the combined proposition will check the accuracy of all of an institution's reported data, assess the effectiveness of firms' governance and control frameworks, and identify any gaps they might have in meeting the regulator's transaction reporting obligations.





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Alpha FMC, an asset and wealth management consultancy, has teamed up with Kaizen Reporting, a specialist regulatory reporting firm. The collaboration will comprise a "health check" for specialist wealth managers and smaller asset managers by providing independent transaction reporting assessments. 

It says the new proposition will see Kaizen's proprietary testing technology combine with Alpha's wide-ranging global asset and wealth management expertise to provide independent and expert assurance to wealth and asset managers that their transaction reporting arrangements meet the standards required by MiFID II.

Alpha FMC adds that the combined proposition will check the accuracy of all of an institution's reported data, assess the effectiveness of firms' governance and control frameworks, and identify any gaps they might have in meeting the regulator's transaction reporting obligations.



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