REGULATORY COMPLIANCE

Financial Services in Crisis: Operational Risk Management to the Rescue!

by Allan D. Grody, a founding board member of the Journal of Risk Management in Financial...

Financial Services in Crisis: Operational Risk Management to the Rescue!
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

What Do We Want From the Transfer Agent Service Provider?

Christophe Lentschat oversees sales, development of new services, marketing and...

What Do We Want From the Transfer Agent Service Provider?
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

UCITS III Regulations - Examining Alternative Strategies

Joëlle Hauser has worked as a partner in the Luxembourg office of since 2001 and...

UCITS III Regulations - Examining Alternative Strategies
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Global sourcing by fund managers: the road ahead and how to manage it

Martyn Cuff is Head of Operations for Allianz Global Investors Europe. The Operations team covers...

Global sourcing by fund managers: the road ahead and how to manage it
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

The credit crunch and credit rating agencies: More Transparency?

Carlo R.W. de Meijer is senior researcher for Market Infrastructures at ABN AMRO Bank. He...

The credit crunch and credit rating agencies: More Transparency?
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Servicing derivatives positions: Challenges and best practices

Neil Wright is a bank operations executive with 25 years' experience in capital markets'...

Servicing derivatives positions: Challenges and best practices
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Policy priorities for European banks in the 2008 financial markets and beyond

Sonja Lohse is presently Head of Group Compliance at Nordea Bank and an Editorial Board...

Policy priorities for European banks in the 2008 financial markets and beyond
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Nordic institutions' operational challenges and opportunities

New research published by BNY Mellon Asset Servicing has found that many institutions are...

Nordic institutions' operational challenges and opportunities
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Credit derivatives processing: rapidly increasing volumes

James Wallin joined AllianceBernstein Fixed Income in 2005, prior to which he was at Morgan...

Credit derivatives processing: rapidly increasing volumes
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Minimising settlement fails: A buy-side and sell-side perspective

Christopher Marzullo is Senior Manager - Fixed Income Middle Office of Lord Abbett, LLC,...

Minimising settlement fails: A buy-side and sell-side perspective
REGULATORY COMPLIANCE
REGULATORY COMPLIANCE

Eliminating influence by and on the research analyst

Linda Riefberg is currently a vice president in the Enforcement Department of the Financial...

Eliminating influence by and on the research analyst
REGULATORY COMPLIANCE
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