Regulatory compliance

INDOS Financial assets pass US$25 billion

Depositary assets at INDOS Financial have passed the US$25 billion mark, only three months since the service provider passed the $20 billion milestone on February 1. According to Bill Prew, CEO of INDOS Financial, a specialist in providing independent AIFMD (alternative investment fund managers...
MiFID II Day 1 Compliance is not enough

With the first quarter of business under MiFID II (markets in financial instruments directive II) complete, MPI Europe, a specialist financial services consultancy, has published the results of its MiFID II Research Impact survey to assess the impact of the regulation, the approaches adopted, and...
Life after Basel III.

Life after Basel III is the working title of a roundtable discussion being hosted by the CSFI on the next frontiers for prudential regulation. To be held on Monday, June 4, 2018, 12.30-2.15pm at Wax Chandlers Hall, 6 Gresham St, London EC2V 7AD, it will feature Tom Huertas (EY), Barnabas Reynolds...
BCBS and IOSCO issue securitization criteria

The Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) have today issued the Criteria for identifying simple, transparent and comparable short-term securitizations (the short-term STC criteria), which are available on the BCBS and IOSCO...
ESMA updates double volume cap register


To view all our latest and archived articles, for 'Regulatory compliance' and across all subject areas, please upgrade

  View subscription options