Regulatory compliance

Gresham House funds appoint INDOS Financial depositary

INDOS Financial Limited, the independent UK depositary, has been appointed as depositary to four alternative investment funds (AIFs) managed by Gresham House, the specialist alternative asset manager which manages a range of alternative investment strategies. The AIFs are Gresham House Strategic...
INDOS Financial assets pass US$25 billion

Depositary assets at INDOS Financial have passed the US$25 billion mark, only three months since the service provider passed the $20 billion milestone on February 1. According to Bill Prew, CEO of INDOS Financial, a specialist in providing independent AIFMD (alternative investment fund managers...
MiFID II Day 1 Compliance is not enough

With the first quarter of business under MiFID II (markets in financial instruments directive II) complete, MPI Europe, a specialist financial services consultancy, has published the results of its MiFID II Research Impact survey to assess the impact of the regulation, the approaches adopted, and...
Life after Basel III.

Life after Basel III is the working title of a roundtable discussion being hosted by the CSFI on the next frontiers for prudential regulation. To be held on Monday, June 4, 2018, 12.30-2.15pm at Wax Chandlers Hall, 6 Gresham St, London EC2V 7AD, it will feature Tom Huertas (EY), Barnabas Reynolds...
BCBS and IOSCO issue securitization criteria


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